| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-03-07 | - |
| Rep | Dealing in securities | 2023-03-07 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-11-28 | 2023-02-23 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-11-28 | 2023-02-23 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-06-02 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-06-02 | 2017-11-16 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-01-09 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-28 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-28 |
| Rep | Asset management | 2003-04-01 | 2003-05-28 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2017-11-16 |