Personnel Hong Kong SFC License Details (ID 72562)

Personnel Hong Kong SFC License Details (ID 72562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	RO	Dealing in securities	2020-12-08	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2020-12-08	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2020-09-30	2020-12-08
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-09-30	2020-12-08
CELESTIAL COMMODITIES LIMITED	RO	Dealing in futures contracts	2017-10-25	2020-07-20
CELESTIAL SECURITIES LIMITED	RO	Dealing in securities	2017-10-25	2020-07-20
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2017-06-14	2020-07-20
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2014-07-16	2017-10-25
	RO	Dealing in securities	2014-01-29	2014-07-16
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2011-11-09	2012-09-04
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-02-01	2017-10-25
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-12-28	2014-01-29