| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-03-12 |
| Rep | Dealing in securities | 2017-09-07 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-07 | 2021-03-12 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-03-03 | 2017-08-31 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-03 | 2017-08-31 |
| BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2005-12-01 | 2008-10-01 |
| Rep | Dealing in futures contracts | 2005-12-01 | 2008-10-01 |
| Rep | Advising on corporate finance | - | 2004-12-09 |
| Rep | Advising on securities | - | 2004-12-09 |
| Rep | Asset management | - | 2004-12-09 |
| Rep | Providing automated trading services | - | 2004-12-09 |
| Rep | Dealing in securities | - | 2008-10-01 |
| BEAR STEARNS HONG KONG LIMITED | Rep | Asset management | - | 2004-12-09 |
| Rep | Advising on futures contracts | - | 2008-10-01 |
| Rep | Dealing in futures contracts | - | 2008-10-01 |