| Win Securities Limited | Rep | Dealing in securities | 2021-07-20 | 2024-10-03 |
| Boom Securities (H.K.) Limited | Rep | Dealing in futures contracts | 2016-08-31 | - |
| Rep | Dealing in securities | 2014-10-03 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-03-12 | 2014-04-25 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-28 | 2014-04-25 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-28 | 2014-04-25 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-11 | 2012-08-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-11 | 2012-08-01 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2007-07-18 | 2010-06-03 |
| Rep | Dealing in securities | 2007-07-18 | 2010-06-03 |