Personnel Hong Kong SFC License Details (ID 72578)

Personnel Hong Kong SFC License Details (ID 72578)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-09-01	-
	Rep	Dealing in securities	2025-09-01	-
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2023-05-03	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2023-05-03	2025-08-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2022-05-05	2022-05-16
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-05-05	2022-05-16
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-02-08	2022-04-22
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-06-18	2022-04-22
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2008-01-07	2009-02-14
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2007-01-10	2007-12-28
	Rep	Dealing in securities	2007-01-10	2007-12-28
Win Securities Limited	Rep	Providing automated trading services	2007-01-10	2007-12-28
	Rep	Dealing in securities	2007-01-10	2007-12-28