Personnel Hong Kong SFC License Details (ID 72579)

Personnel Hong Kong SFC License Details (ID 72579)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2019-04-30	2021-06-01
	Rep	Dealing in securities	2019-04-30	2021-06-01
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2015-05-13	2017-11-12
	RO	Dealing in futures contracts	2015-01-07	2017-11-12
Ping An Securities (Hong Kong) Holdings Company Limited	RO	Dealing in securities	2015-01-07	2017-11-12
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-10-14	2015-01-07
	Rep	Advising on futures contracts	2014-10-14	2015-05-13
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2014-10-14	2015-01-07
METRO CAPITAL FUTURES LIMITED	RO	Advising on futures contracts	2012-10-10	2014-09-13
	RO	Dealing in futures contracts	2012-03-21	2014-09-13
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2011-12-19	2014-09-13
	Rep	Dealing in securities	2011-10-18	2011-12-19
METRO CAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-10-18	2012-03-21
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-11-18	2011-10-01
CELESTIAL SECURITIES LIMITED	RO	Providing automated trading services	2003-12-19	2004-02-19
	RO	Dealing in securities	2003-12-19	2011-10-01
CELESTIAL FINANCE LIMITED	RO	Securities margin financing	-	2005-03-31