Personnel Hong Kong SFC License Details (ID 72587)

Personnel Hong Kong SFC License Details (ID 72587)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-05	2021-08-29
KGI ASIA LIMITED	Rep	Dealing in securities	2020-12-30	2021-08-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-05-07	2018-08-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2014-10-24	2015-04-01
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2013-07-15	2014-10-12
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-05-15	2013-07-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2011-05-13	2012-04-27