Personnel Hong Kong SFC License Details (ID 72588)

Personnel Hong Kong SFC License Details (ID 72588)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-18	2018-01-12
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2016-07-28	2017-04-01
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2013-05-10	2016-06-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-05-24	2013-05-01
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2003-10-24
	Rep	Advising on securities	-	2003-10-24
	Rep	Asset management	-	2003-10-24
	Rep	Dealing in securities	-	2006-01-24