Personnel Hong Kong SFC License Details (ID 72627)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-08-31
	Rep	Dealing in securities	2013-02-18	2017-10-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-09-02	2013-02-01
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2005-09-01