Personnel Hong Kong SFC License Details (ID 72641)

Personnel Hong Kong SFC License Details (ID 72641)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2025-03-27	-
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-08-17	2024-11-24
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-03-12	2004-08-12
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2003-10-02	2004-03-09
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2003-08-29
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-29
	Rep	Advising on securities	2003-04-01	2003-08-29
	Rep	Asset management	2003-04-01	2003-08-29
	Rep	Providing automated trading services	2003-04-01	2003-08-29
	Rep	Dealing in securities	2003-04-01	2003-08-29