Personnel Hong Kong SFC License Details (ID 72643)

Personnel Hong Kong SFC License Details (ID 72643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Optima Capital Limited	Rep	Advising on corporate finance	2014-05-12	-
	Rep	Dealing in securities	2014-05-12	2024-04-26
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2011-11-21	2014-05-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2011-07-08	2011-11-11
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2010-12-09	2011-07-01
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-12-19	2010-11-05
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-07-17	2010-11-05
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-07-17	2010-11-05
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-04-21	2007-06-09
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2006-04-21	2007-06-09
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2006-02-20	2007-06-09