| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-02-14 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-02-14 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-03-22 | 2024-01-27 |
| Rep | Dealing in securities | 2023-03-22 | 2024-01-27 | |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-02-22 | 2022-12-02 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-17 | 2022-12-02 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-05-10 | 2011-04-27 |
No HKMA registrations in the collected records.