Personnel Hong Kong SFC License Details (ID 72644)

Personnel Hong Kong SFC License Details (ID 72644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2024-02-14	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-02-14	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-03-22	2024-01-27
	Rep	Dealing in securities	2023-03-22	2024-01-27
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-02-22	2022-12-02
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2011-05-17	2022-12-02
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2010-05-10	2011-04-27