Personnel Hong Kong SFC License Details (ID 72685)

Personnel Hong Kong SFC License Details (ID 72685)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2018-04-04	-
	Rep	Asset management	2018-04-04	-
	Rep	Dealing in securities	2018-04-04	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-08-25	2018-03-02
	Rep	Asset management	2017-08-25	2018-03-02
IDS FOREX HK LIMITED	Rep	Advising on securities	2016-12-20	2017-06-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2012-01-16	2016-11-25
	Rep	Dealing in securities	2012-01-16	2016-11-25
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-10-12	2011-12-03