Personnel Hong Kong SFC License Details (ID 72707)

Personnel Hong Kong SFC License Details (ID 72707)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Keming Capital (HK) Limited	RO	Advising on securities	2020-06-05	-
	RO	Asset management	2020-06-05	-
Redbridge Global Strategies Limited	RO	Advising on securities	2017-09-20	2019-06-10
	RO	Asset management	2017-09-20	2019-06-10
	RO	Dealing in securities	2017-09-20	2019-06-10
Old Peak Capital Limited	RO	Advising on securities	2016-04-12	2017-03-06
	RO	Asset management	2016-04-12	2017-03-06
	Rep	Advising on securities	2016-04-06	2016-04-12
	Rep	Asset management	2016-04-06	2016-04-12
CENTALINE SECURITIES LIMITED	RO	Dealing in securities	2011-10-07	2014-04-15
CENTALINE WEALTH MANAGEMENT LIMITED	RO	Asset management	2011-06-22	2014-04-15
	Rep	Asset management	2011-04-06	2011-06-22
	Rep	Advising on securities	2010-11-03	2014-04-15
	Rep	Dealing in securities	2010-11-03	2014-04-15
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Asset management	2006-06-19	2010-06-30
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2006-06-19	2010-09-15
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2006-06-16	2010-06-30
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2004-08-28	2006-06-06