Personnel Hong Kong SFC License Details (ID 72746)

Personnel Hong Kong SFC License Details (ID 72746)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
oOo Securities (HK) Group Limited	Rep	Advising on securities	2012-06-14	2013-12-20
	Rep	Dealing in securities	2012-06-14	2013-12-20
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2011-03-07	2012-02-25
	Rep	Dealing in securities	2011-03-07	2012-02-25
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2010-02-26	2010-10-29
	Rep	Advising on securities	2009-06-23	2010-10-29
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-06-28	2009-06-08