Personnel Hong Kong SFC License Details (ID 72773)

Personnel Hong Kong SFC License Details (ID 72773)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2016-12-16	2025-06-23
	Rep	Dealing in securities	2016-12-16	2025-06-23
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2012-02-03	2015-04-23
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2011-06-22	2015-04-23
	Rep	Dealing in securities	2011-06-22	2015-04-23
MIDLAND WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2008-02-18	2011-02-05
	RO	Dealing in securities	2008-02-18	2011-02-05
CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2007-03-23	2007-10-31
CASH Wealth Management Limited	Rep	Advising on securities	2004-03-24	2007-01-11
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	-	2003-09-18