Personnel Hong Kong SFC License Details (ID 72802)

Personnel Hong Kong SFC License Details (ID 72802)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GEO Securities Limited	Rep	Dealing in securities	2015-10-14	2017-03-16
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-10-17	2013-05-30
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2011-02-16	2012-04-19
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-24	2010-01-21
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-12-24	2010-01-21
Emperor Wealth Management Limited	Rep	Dealing in securities	2009-12-24	2010-01-21
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2008-12-09	2010-01-21
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-07-09	2008-08-25