Personnel Hong Kong SFC License Details (ID 72809)

Personnel Hong Kong SFC License Details (ID 72809)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2018-01-10	2025-11-18
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2014-07-16	2025-11-18
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-12-12	2013-12-13
oOo Securities (HK) Group Limited	Rep	Advising on securities	2012-06-14	2012-11-03
	Rep	Dealing in securities	2012-06-14	2012-11-03
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2012-02-16	2012-02-25
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2010-08-12	2012-02-25
	Rep	Dealing in securities	2010-06-11	2012-02-25
BWC FOREX LIMITED	Rep	Leveraged foreign exchange trading	2010-03-24	2010-04-19
Hafoo Securities Limited	Rep	Dealing in securities	2010-01-15	2010-04-19