Personnel Hong Kong SFC License Details (ID 72822)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEPA ALLIANCE SECURITIES LIMITED	RO	Dealing in securities	2006-11-03	2024-02-29
INTERCHINA SECURITIES LIMITED	RO	Advising on corporate finance	-	2004-01-14
	RO	Advising on securities	-	2004-01-14
	RO	Asset management	-	2004-01-14
	RO	Dealing in securities	-	2006-08-10