| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CEPA ALLIANCE SECURITIES LIMITED | Rep | Advising on securities | 2023-08-31 | 2023-12-31 |
| Rep | Dealing in securities | 2023-08-31 | 2023-12-31 | |
| RO | Advising on securities | 2017-12-14 | 2023-08-31 | |
| RO | Dealing in securities | 2004-11-25 | 2023-08-31 | |
| Rep | Dealing in securities | 2004-08-02 | 2004-11-25 | |
| INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-10-16 |
| Rep | Advising on securities | - | 2003-10-16 | |
| Rep | Asset management | - | 2003-10-16 | |
| Rep | Dealing in securities | - | 2004-07-31 |