Lai, Ann Yuet Yu 賴月如

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEPA ALLIANCE SECURITIES LIMITED	Rep	Dealing in securities	2004-08-02	-
INTERCHINA FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-10-08
	Rep	Asset management	2003-04-01	2003-10-08
	Rep	Dealing in futures contracts	2003-04-01	2004-07-31
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-10-08
	Rep	Advising on securities	2003-04-01	2003-10-08
	Rep	Asset management	2003-04-01	2003-10-08
	Rep	Dealing in securities	2003-04-01	2004-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEPA ALLIANCE SECURITIES LIMITED	Rep	Dealing in securities	2004-08-02	-
INTERCHINA FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-10-08
	Rep	Asset management	2003-04-01	2003-10-08
	Rep	Dealing in futures contracts	2003-04-01	2004-07-31
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-10-08
	Rep	Advising on securities	2003-04-01	2003-10-08
	Rep	Asset management	2003-04-01	2003-10-08
	Rep	Dealing in securities	2003-04-01	2004-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.