Personnel Hong Kong SFC License Details (ID 72827)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AAA Securities Co. Limited	RO	Dealing in securities	2017-05-26	-
	Rep	Dealing in securities	2017-04-06	2017-05-26
Quam Securities Limited	Rep	Dealing in securities	2013-11-06	2017-03-28
CEPA ALLIANCE SECURITIES LIMITED	Rep	Dealing in securities	2004-08-17	2013-08-21