| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | RO | Dealing in securities | 2023-03-24 | - |
| RO | Dealing in futures contracts | 2015-07-10 | - | |
| Rep | Dealing in futures contracts | 2015-05-06 | 2015-07-10 | |
| TFI Asset Management Limited | Rep | Asset management | 2014-07-24 | 2015-04-01 |
| RO | Advising on futures contracts | 2014-03-10 | 2015-04-01 | |
| Rifa Securities Limited | RO | Dealing in securities | 2013-05-14 | 2015-04-01 |
| TFI Asset Management Limited | RO | Advising on securities | 2013-05-14 | 2015-04-01 |
| Rifa Futures Limited | RO | Dealing in futures contracts | 2012-11-15 | 2015-04-01 |
| Rep | Dealing in futures contracts | 2012-10-16 | 2012-11-15 | |
| Rifa Securities Limited | Rep | Dealing in securities | 2012-10-16 | 2013-05-14 |
| TFI Asset Management Limited | Rep | Advising on securities | 2012-10-16 | 2013-05-14 |
| Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2012-08-27 | 2012-09-20 |
| RO | Dealing in futures contracts | 2012-08-27 | 2012-09-20 | |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-08-21 | 2012-09-20 |
| CES Capital International (Hong Kong) Co., Limited | RO | Advising on futures contracts | 2010-08-10 | 2012-07-20 |
| RO | Dealing in futures contracts | 2010-08-10 | 2012-07-20 | |
| Rep | Leveraged foreign exchange trading | 2009-11-19 | 2012-07-20 | |
| Rep | Dealing in securities | 2009-03-13 | 2012-07-20 | |
| Rep | Dealing in futures contracts | 2008-10-08 | 2010-08-10 |
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