Personnel Hong Kong SFC License Details (ID 72840)

Personnel Hong Kong SFC License Details (ID 72840)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CFI Securities Company Limited	Rep	Dealing in securities	2022-07-12	-
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2022-04-11	-
ZHONGDA (HONGKONG) FUTURES LIMITED	RO	Dealing in securities	2018-10-10	2022-02-15
	RO	Dealing in futures contracts	2017-01-13	2022-02-15
CES Capital International (Hong Kong) Co., Limited	RO	Dealing in futures contracts	2014-04-17	2016-02-05
	Rep	Dealing in securities	2011-08-19	2016-02-05
	Rep	Leveraged foreign exchange trading	2011-08-19	2016-02-05
	Rep	Dealing in futures contracts	2011-02-25	2014-04-17