Personnel Hong Kong SFC License Details (ID 72841)

Personnel Hong Kong SFC License Details (ID 72841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Silverlion Capital (Hong Kong) Limited	RO	Asset management	2021-03-19	2021-09-19
Silverlion Securities Limited	RO	Dealing in securities	2021-03-19	2021-09-19
LW Asset Management Advisors Limited	RO	Asset management	2019-04-12	2020-08-14
FTFT International Securities and Futures Limited	RO	Dealing in securities	2018-11-28	2019-02-10
	RO	Dealing in futures contracts	2018-03-14	2019-02-10
Rifa Futures Limited	RO	Dealing in futures contracts	2015-01-16	2017-06-30
	Rep	Dealing in futures contracts	2013-01-11	2015-01-16
Rifa Securities Limited	Rep	Dealing in securities	2013-01-11	2017-06-30
CES Capital International (Hong Kong) Co., Limited	Rep	Leveraged foreign exchange trading	2010-11-16	2012-12-31
	Rep	Dealing in futures contracts	2010-01-19	2012-12-31
	Rep	Dealing in securities	2010-01-19	2012-12-31