Personnel Hong Kong SFC License Details (ID 72845)

Personnel Hong Kong SFC License Details (ID 72845)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Funde Investment Management Limited	RO	Asset management	2025-06-20	2026-07-17
Funde Securities Limited	RO	Advising on securities	2024-09-23	2026-07-17
	RO	Dealing in securities	2024-09-23	2026-07-17
CES Capital International (Hong Kong) Co., Limited	Rep	Advising on futures contracts	2016-05-05	2023-02-23
	RO	Leveraged foreign exchange trading	2016-02-23	2023-02-23
	RO	Advising on securities	2013-03-06	2023-02-23
	RO	Dealing in securities	2012-11-01	2023-02-23
	Rep	Leveraged foreign exchange trading	2010-04-19	2016-02-23
	Rep	Dealing in securities	2008-08-20	2012-11-01
	Rep	Dealing in futures contracts	2008-06-23	2023-02-23