Personnel SFC Licences and HKMA Registrations (ID 72858)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	RO	Advising on corporate finance	2024-12-10	-
BlockFin Tech Limited	RO	Advising on corporate finance	2020-12-16	2024-11-30
Brilliant Corporate Finance Limited	RO	Advising on corporate finance	2018-07-31	2020-11-20
Chanceton Capital Partners Limited	RO	Advising on corporate finance	2016-10-20	2018-06-19
	Rep	Advising on corporate finance	2011-03-21	2016-10-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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