Personnel Hong Kong SFC License Details (ID 72869)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2010-05-14	2012-03-20
	Rep	Advising on securities	2010-05-14	2012-03-20
	Rep	Dealing in securities	2010-05-14	2012-03-20
	Rep	Advising on futures contracts	2004-08-27	2007-06-12
	Rep	Advising on corporate finance	-	2004-04-27
	Rep	Asset management	-	2004-04-27
	Rep	Providing automated trading services	-	2004-04-27
	Rep	Advising on securities	-	2007-06-12
	Rep	Dealing in securities	-	2007-06-12