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Personnel Hong Kong SFC License Details (ID 72871)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CHARLES SCHWAB, HONG KONG, LIMITED
Rep
Advising on futures contracts
2004-10-28
2016-08-24
Rep
Advising on securities
2004-10-28
2019-07-03
Rep
Dealing in securities
2004-05-07
2019-07-03