Personnel Hong Kong SFC License Details (ID 72873)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AMINA (Hong Kong) Limited	RO	Advising on securities	2024-09-09	-
	RO	Asset management	2024-09-09	-
	RO	Dealing in securities	2024-09-09	-
	Rep	Advising on securities	2024-08-07	2024-09-09
	Rep	Asset management	2024-08-07	2024-09-09
Fintech Investment Group Limited	RO	Advising on securities	2022-05-26	2024-06-30
	RO	Asset management	2022-05-26	2024-06-30
Hang Tai Asset Management Limited	RO	Advising on securities	2021-02-23	2022-01-08
	RO	Asset management	2021-02-23	2022-01-08
GRAND FU INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-02-03	2022-01-08
Hang Tai Asset Management Limited	Rep	Advising on securities	2021-01-29	2021-02-23
	Rep	Asset management	2021-01-29	2021-02-23
Altive Limited	Rep	Advising on securities	2020-08-27	2020-11-13
	Rep	Asset management	2020-08-27	2020-11-13
Kaisa Asset Management Limited	Rep	Advising on securities	2019-12-02	2020-02-20
	Rep	Asset management	2019-12-02	2020-02-20
Kaisa Financial Group Company Limited	Rep	Dealing in securities	2019-12-02	2020-02-20
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2019-02-19	2019-10-18
	Rep	Asset management	2019-02-19	2019-10-18
	Rep	Dealing in securities	2019-02-19	2019-10-18
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2011-03-30	2016-08-24
	Rep	Advising on securities	2011-03-30	2018-03-28
	Rep	Dealing in securities	2011-03-30	2018-03-28
MORRIS ZENDER FUND MANAGEMENT LIMITED	Rep	Advising on securities	2007-02-01	2011-02-21
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-04-24	2006-12-08