| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Advising on securities | 2023-06-08 | 2025-01-08 |
| RO | Asset management | 2023-06-08 | 2025-01-08 |
| RO | Dealing in securities | 2023-06-08 | 2025-01-08 |
| MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2023-06-08 | 2024-05-17 |
| RO | Advising on securities | 2023-06-08 | 2025-01-08 |
| RO | Asset management | 2023-06-08 | 2025-01-08 |
| RuiLian Financial Group Company Limited | Rep | Advising on securities | 2022-06-17 | 2023-04-12 |
| Rep | Asset management | 2022-06-17 | 2023-04-12 |
| Rep | Dealing in securities | 2022-06-17 | 2023-04-12 |
| Arta Asset Management Limited | RO | Advising on securities | 2020-09-21 | 2021-12-29 |
| RO | Asset management | 2020-09-21 | 2021-12-29 |
| RO | Dealing in securities | 2020-09-21 | 2021-12-29 |
| Rep | Advising on securities | 2020-09-02 | 2020-09-21 |
| Rep | Asset management | 2020-09-02 | 2020-09-21 |
| Rep | Dealing in securities | 2020-09-02 | 2020-09-21 |
| Admiralty Harbour Capital Limited | RO | Advising on securities | 2017-01-11 | 2019-03-31 |
| RO | Asset management | 2017-01-11 | 2019-03-31 |
| RO | Dealing in securities | 2017-01-11 | 2019-03-31 |
| Finet Securities Limited | RO | Advising on securities | 2015-12-17 | 2016-07-06 |
| RO | Asset management | 2015-12-17 | 2016-07-06 |
| CHINA FINANCE HOLDINGS LIMITED | RO | Dealing in securities | 2015-05-26 | 2016-07-06 |
| Finet Securities Limited | RO | Dealing in securities | 2015-05-26 | 2016-07-06 |
| CHINA FINANCE HOLDINGS LIMITED | Rep | Dealing in securities | 2015-05-08 | 2015-05-26 |
| Finet Securities Limited | Rep | Dealing in securities | 2015-05-08 | 2015-05-26 |
| CNCB (Hong Kong) Capital Limited | RO | Advising on securities | 2013-11-26 | 2015-05-04 |
| RO | Asset management | 2013-09-23 | 2015-05-04 |
| CHELSEA SECURITIES LIMITED | RO | Advising on securities | 2011-09-22 | 2012-05-28 |
| RO | Asset management | 2011-09-22 | 2012-05-28 |
| RO | Dealing in securities | 2011-09-22 | 2012-05-28 |
| Rep | Advising on securities | 2011-01-14 | 2011-09-22 |
| Rep | Asset management | 2011-01-14 | 2011-09-22 |
| Rep | Dealing in securities | 2011-01-14 | 2011-09-22 |
| Quam Securities Limited | Rep | Advising on securities | 2010-05-17 | 2011-01-10 |
| Rep | Asset management | 2010-05-17 | 2011-01-10 |
| Rep | Dealing in securities | 2010-05-17 | 2011-01-10 |
| ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Dealing in securities | 2006-05-26 | 2008-06-01 |
| Rep | Advising on securities | 2005-07-20 | 2008-06-01 |
| Rep | Asset management | 2005-07-20 | 2008-06-01 |
| CLSA RESEARCH LIMITED | Rep | Advising on securities | - | 2004-05-10 |