| CHEONG LEE SECURITIES LIMITED | Rep | Advising on futures contracts | 2011-04-13 | 2019-04-30 |
| Rep | Advising on securities | 2011-04-13 | 2019-04-30 |
| Rep | Dealing in futures contracts | 2011-04-13 | 2019-04-30 |
| Rep | Dealing in securities | 2011-04-13 | 2019-04-30 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2003-07-17 | 2003-08-06 |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Providing automated trading services | 2003-07-17 | 2003-08-06 |
| Rep | Dealing in futures contracts | 2003-07-17 | 2003-08-06 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | - | 2003-07-08 |
| Rep | Advising on securities | - | 2003-07-08 |
| Rep | Asset management | - | 2003-07-08 |
| Rep | Providing automated trading services | - | 2003-08-06 |
| Rep | Dealing in securities | - | 2003-08-06 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | - | 2003-07-08 |
| Rep | Advising on securities | - | 2003-07-08 |
| Rep | Asset management | - | 2003-07-08 |
| Rep | Providing automated trading services | - | 2003-08-06 |
| Rep | Dealing in securities | - | 2003-08-06 |