| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | Advising on corporate finance | 2024-12-30 | - |
| Rep | Dealing in securities | 2024-12-30 | - | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2023-12-05 | 2024-10-15 |
| SBI China Capital Hong Kong Securities Limited | RO | Advising on corporate finance | 2021-07-28 | 2023-11-02 |
| RED SUN CAPITAL LIMITED | RO | Advising on corporate finance | 2017-09-28 | 2021-07-27 |
| Rep | Advising on corporate finance | 2017-02-09 | 2017-09-28 | |
| SPDB International Capital Limited | Rep | Advising on corporate finance | 2016-07-11 | 2017-02-05 |
| Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2015-02-18 | 2016-06-24 |
| CHIEF CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-09-14 | 2011-11-09 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-14 | 2011-11-09 |
| CSC ASIA LIMITED | Rep | Advising on corporate finance | 2010-12-08 | 2011-05-04 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-12-08 | 2011-05-04 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-06-30 | 2010-09-23 |
| Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2010-05-12 | 2010-09-23 |
| Rep | Dealing in securities | 2010-05-12 | 2010-09-23 | |
| EMPEROR CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2010-04-21 | 2010-04-23 |
| Rep | Dealing in securities | 2010-04-21 | 2010-04-23 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2007-08-28 | 2009-07-20 |
| Rep | Advising on corporate finance | 2007-07-25 | 2009-07-20 | |
| SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-01-10 | 2007-06-09 |
No HKMA registrations in the collected records.