| VICTORY SECURITIES COMPANY LIMITED | RO | Advising on securities | 2026-05-15 | - |
| RO | Asset management | 2026-05-15 | - |
| RO | Dealing in futures contracts | 2026-05-15 | - |
| RO | Dealing in securities | 2026-05-15 | - |
| Rep | Advising on securities | 2026-03-17 | 2026-05-15 |
| Rep | Asset management | 2026-03-17 | 2026-05-15 |
| Rep | Dealing in futures contracts | 2026-03-17 | 2026-05-15 |
| Rep | Dealing in securities | 2026-03-17 | 2026-05-15 |
| CHIEF SECURITIES LIMITED | RO | Advising on futures contracts | 2025-09-01 | 2026-01-01 |
| RO | Advising on securities | 2025-09-01 | 2026-01-01 |
| RO | Asset management | 2025-09-01 | 2026-01-01 |
| RO | Dealing in futures contracts | 2025-09-01 | 2026-01-01 |
| RO | Dealing in securities | 2025-09-01 | 2026-01-01 |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | RO | Asset management | 2023-06-19 | 2026-01-01 |
| CHIEF COMMODITIES LIMITED | RO | Advising on futures contracts | 2007-12-18 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | RO | Advising on securities | 2007-12-18 | 2025-08-31 |
| RO | Asset management | 2005-02-16 | 2025-08-31 |
| CHIEF COMMODITIES LIMITED | RO | Dealing in futures contracts | 2004-08-02 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | RO | Dealing in securities | 2004-08-02 | 2025-08-31 |
| CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-07 |
| Rep | Asset management | 2003-04-01 | 2004-07-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-08-02 |
| CHIEF SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-07 |
| Rep | Asset management | 2003-04-01 | 2004-07-07 |
| Rep | Dealing in securities | 2003-04-01 | 2004-08-02 |