| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Golden Lake Capital Limited | RO | Advising on futures contracts | 2026-09-15 | - |
| RO | Dealing in futures contracts | 2026-09-15 | - | |
| RO | Advising on securities | 2025-09-16 | - | |
| RO | Dealing in securities | 2025-09-16 | - | |
| Rep | Advising on securities | 2025-08-27 | 2025-09-16 | |
| Rep | Dealing in securities | 2025-08-27 | 2025-09-16 | |
| China International Securities Limited | RO | Dealing in securities | 2024-03-14 | 2025-03-10 |
| Rep | Dealing in securities | 2024-03-01 | 2024-03-14 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2021-06-16 | 2023-10-16 |
| RO | Dealing in futures contracts | 2018-10-02 | 2023-10-16 | |
| Rep | Dealing in securities | 2018-05-14 | 2021-06-16 | |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2016-05-12 | 2018-05-01 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-09 | 2018-05-01 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-09 | 2018-05-01 |
| BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-31 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-31 | |
| Rep | Asset management | 2003-04-01 | 2003-05-31 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-31 |
No HKMA registrations in the collected records.