| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | Asset management | 2017-12-01 | - |
| RO | Advising on securities | 2017-10-20 | - | |
| RO | Dealing in securities | 2017-10-20 | - | |
| Rep | Advising on securities | 2017-08-22 | 2017-10-20 | |
| Rep | Dealing in securities | 2017-08-22 | 2017-10-20 | |
| Rep | Asset management | 2017-08-22 | 2017-12-01 | |
| CHIEF SECURITIES LIMITED | RO | Advising on securities | 2017-03-31 | 2017-08-01 |
| RO | Dealing in securities | 2017-03-31 | 2017-08-01 | |
| Rep | Advising on securities | 2016-12-09 | 2017-03-31 | |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-08-31 | 2017-08-01 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-17 | 2017-03-31 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-05-25 | 2008-12-01 |
No HKMA registrations in the collected records.