Personnel SFC Licences and HKMA Registrations (ID 72946)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-08-18	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2017-08-18	-
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-07-09	2017-08-03
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2007-03-28	2017-08-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.