Personnel SFC Licences and HKMA Registrations (ID 72949)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Minmetals Financial Services Limited	RO	Advising on futures contracts	2018-10-08	-
	RO	Dealing in futures contracts	2018-10-08	-
XIN HUA SECURITIES (HONG KONG) LIMITED	RO	Advising on futures contracts	2016-12-23	2017-03-27
	RO	Dealing in futures contracts	2016-12-23	2017-03-27
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-05-12	2016-12-19
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-11-14	2016-12-19
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2004-11-12	2016-12-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.