| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Forwin Futures Group Limited | RO | Dealing in futures contracts | 2019-06-06 | 2023-12-04 |
| Forwin Capital Management Limited | RO | Advising on securities | 2019-03-11 | - |
| RO | Asset management | 2019-03-11 | - | |
| Forwin Securities Group Limited | RO | Dealing in securities | 2019-03-11 | 2025-03-17 |
| Forwin Capital Management Limited | Rep | Advising on securities | 2019-02-11 | 2019-03-11 |
| Rep | Asset management | 2019-02-11 | 2019-03-11 | |
| Forwin Securities Group Limited | Rep | Dealing in securities | 2019-02-11 | 2019-03-11 |
| SUNFUND FUND MANAGEMENT LIMITED | RO | Asset management | 2017-11-21 | 2018-11-22 |
| SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2017-10-06 | 2018-11-22 |
| RO | Dealing in securities | 2017-01-23 | 2018-11-22 | |
| CENTRAL WEALTH FUTURES LIMITED | RO | Advising on futures contracts | 2016-04-19 | 2017-01-13 |
| RO | Dealing in futures contracts | 2016-04-19 | 2017-01-13 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2016-04-19 | 2017-01-13 |
| RO | Dealing in securities | 2016-04-19 | 2017-01-13 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-07-16 | 2016-04-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-07-16 | 2016-04-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-07-16 | 2016-04-01 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-04 | 2015-06-25 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-04 | 2015-06-25 |
No HKMA registrations in the collected records.