Personnel Hong Kong SFC License Details (ID 72953)

Personnel Hong Kong SFC License Details (ID 72953)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED	RO	Asset management	2019-11-13	2022-04-01
CHIEF SECURITIES LIMITED	RO	Asset management	2019-11-13	2022-04-01
CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED	Rep	Asset management	2013-09-30	2019-11-13
CHIEF COMMODITIES LIMITED	Rep	Advising on futures contracts	2008-09-17	2022-04-01
	Rep	Dealing in futures contracts	2008-09-17	2022-04-01
CHIEF SECURITIES LIMITED	Rep	Asset management	2008-09-17	2019-11-13
	Rep	Advising on securities	2008-09-17	2022-04-01
	Rep	Dealing in securities	2007-06-18	2022-04-01