Personnel SFC Licences and HKMA Registrations (ID 72954)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2019-12-04	-
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2019-09-17	-
TAI TAK SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-10-19	2019-07-31
Stellar Securities Limited	Rep	Dealing in securities	2018-05-11	2018-09-26
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-06-02	2016-11-19
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2003-11-22	2016-11-19
EWARTON SECURITIES LIMITED	Rep	Dealing in securities	2003-10-22	2003-11-14
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2003-08-08
	Rep	Advising on securities	2003-04-01	2003-08-08
	Rep	Asset management	2003-04-01	2003-08-08
	Rep	Dealing in securities	2003-04-01	2003-08-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.