| Wealth Link Securities Limited | RO | Advising on securities | 2025-03-25 | 2026-05-04 |
| RO | Dealing in securities | 2025-03-25 | 2026-05-04 |
| China Enterprise Securities Company Limited | RO | Advising on futures contracts | 2024-05-23 | 2025-02-28 |
| RO | Advising on securities | 2024-05-23 | 2025-02-28 |
| RO | Dealing in futures contracts | 2024-05-23 | 2025-02-28 |
| RO | Dealing in securities | 2024-05-23 | 2025-02-28 |
| Fiduciary Securities Limited | RO | Advising on securities | 2022-05-13 | 2023-02-10 |
| RO | Dealing in securities | 2022-05-13 | 2023-02-10 |
| SDG Securities (HK) Limited | RO | Advising on securities | 2020-05-22 | 2021-10-03 |
| RO | Advising on futures contracts | 2020-01-17 | 2021-10-03 |
| RO | Dealing in futures contracts | 2020-01-17 | 2021-10-03 |
| SDG Futures (HK) Limited | RO | Dealing in futures contracts | 2018-08-16 | 2019-10-29 |
| SDG Securities (HK) Limited | RO | Dealing in securities | 2018-08-16 | 2021-10-03 |
| LERTHAI Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2017-08-15 | 2018-03-02 |
| RO | Dealing in securities | 2017-08-15 | 2018-03-02 |
| Rep | Dealing in futures contracts | 2017-07-21 | 2017-08-15 |
| Rep | Dealing in securities | 2017-07-21 | 2017-08-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-07-25 | 2017-07-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-25 | 2017-07-15 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-03 | 2014-03-15 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-03 | 2014-03-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-06-30 | 2011-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-03-10 | 2010-06-17 |
| Rep | Dealing in futures contracts | 2007-10-18 | 2011-07-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-18 | 2011-07-16 |