| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-02-28 | 2019-06-30 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-02-28 | 2019-02-01 |
| Bright Fund Management Limited | Rep | Asset management | 2015-07-23 | 2020-01-05 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-01-23 | 2020-01-05 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2015-01-23 | 2020-01-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-01-23 | 2020-01-05 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-19 | 2015-01-07 |
| Rep | Dealing in securities | 2013-08-19 | 2015-01-07 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2011-12-20 | 2013-08-06 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2013-08-06 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-17 | 2013-08-06 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-09-14 | 2010-06-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-18 | 2010-06-03 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-10-03 | 2009-03-06 |