Personnel Hong Kong SFC License Details (ID 72964)

Personnel Hong Kong SFC License Details (ID 72964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Panda Securities Company Limited	RO	Asset management	2024-08-23	-
	RO	Dealing in futures contracts	2024-08-23	-
	RO	Dealing in securities	2020-07-07	-
	Rep	Dealing in securities	2020-05-12	2020-07-07
Aden Financial Group Limited	RO	Dealing in futures contracts	2018-10-30	2020-03-06
	RO	Dealing in securities	2018-10-30	2020-03-06
China Transfer Capital Investment Limited	RO	Dealing in securities	2017-04-26	2018-10-29
China International Securities Limited	RO	Dealing in securities	2016-12-01	2017-04-07
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-04-28	2016-11-19
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-11-15	2016-11-19
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2010-11-15	2016-11-19
Future Growth Financial Services Limited	Rep	Dealing in futures contracts	2010-07-26	2010-10-13
	Rep	Dealing in securities	2010-07-26	2010-10-13
CHONG HING COMMODITIES AND FUTURES LIMITED	Rep	Dealing in futures contracts	2007-10-29	2010-07-15
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2006-08-23	2010-07-15