Personnel Hong Kong SFC License Details (ID 72966)

Personnel Hong Kong SFC License Details (ID 72966)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	RO	Advising on futures contracts	2025-09-01	-
	Rep	Advising on securities	2025-09-01	-
	RO	Dealing in futures contracts	2025-09-01	-
	RO	Dealing in securities	2025-09-01	-
CHIEF COMMODITIES LIMITED	RO	Advising on futures contracts	2019-01-07	2025-08-31
CHIEF SECURITIES LIMITED	RO	Dealing in securities	2019-01-07	2025-08-31
CHIEF COMMODITIES LIMITED	RO	Advising on futures contracts	2018-02-06	2018-08-06
CHIEF SECURITIES LIMITED	RO	Dealing in securities	2018-02-06	2018-08-06
	Rep	Advising on securities	2016-05-04	2025-08-31
CHIEF COMMODITIES LIMITED	RO	Dealing in futures contracts	2012-03-23	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2007-09-17	2018-02-06
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-09-30	2012-03-23