Personnel Hong Kong SFC License Details (ID 72972)

Personnel Hong Kong SFC License Details (ID 72972)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2021-05-07	2023-07-06
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2021-05-07	2023-07-06
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-01-20	2014-05-30
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-01-20	2014-05-30
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-08-01	2013-10-13
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2008-08-01	2013-10-13