| CHIEF SECURITIES LIMITED | Rep | Dealing in futures contracts | 2025-09-01 | - |
| Rep | Dealing in securities | 2025-09-01 | - |
| Rep | Dealing in securities | 2006-03-29 | 2025-08-31 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-01-05 | 2025-08-31 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-01-13 | 2005-12-31 |
| VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2003-12-18 | 2005-01-05 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-10 | 2003-12-05 |
| INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-04 |
| Rep | Asset management | 2003-04-01 | 2003-07-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-07-04 |