| Grand Rich (Hong Kong) International Limited | RO | Advising on securities | 2019-10-15 | 2023-05-30 |
| RO | Dealing in securities | 2019-10-15 | 2023-05-30 |
| GRAND RICH FUTURES LIMITED | RO | Advising on futures contracts | 2019-10-15 | 2023-05-30 |
| RO | Dealing in futures contracts | 2019-10-15 | 2023-05-30 |
| Grand Rich (Hong Kong) International Limited | Rep | Advising on securities | 2019-08-08 | 2019-10-15 |
| Rep | Dealing in securities | 2019-08-08 | 2019-10-15 |
| GRAND RICH FUTURES LIMITED | Rep | Advising on futures contracts | 2019-08-08 | 2019-10-15 |
| Rep | Dealing in futures contracts | 2019-08-08 | 2019-10-15 |
| METRO CAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2015-06-05 | 2018-06-29 |
| Rep | Dealing in futures contracts | 2015-05-04 | 2015-06-05 |
| METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-04 | 2019-07-31 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-06-28 | 2015-04-27 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-06-28 | 2015-04-27 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-06-28 | 2015-04-27 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-22 | 2013-04-20 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-22 | 2013-04-20 |