Personnel Hong Kong SFC License Details (ID 72986)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-04-25	2015-05-14
	Rep	Dealing in securities	2014-04-25	2015-05-14
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-05-03	2014-04-23
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2010-05-03	2014-04-23
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2010-02-26	2010-04-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-02-26	2010-04-08