Personnel Hong Kong SFC License Details (ID 72989)

Personnel Hong Kong SFC License Details (ID 72989)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOMAX SECURITIES LIMITED	RO	Advising on securities	2020-06-15	-
	Rep	Asset management	2020-06-15	-
	RO	Dealing in securities	2020-06-15	-
SOLARSTONE CAPITAL LIMITED	RO	Dealing in securities	2018-08-24	2019-06-10
	Rep	Dealing in securities	2018-08-03	2018-08-24
Future Securities Limited (HK)	RO	Dealing in futures contracts	2017-07-31	2018-08-03
	RO	Dealing in securities	2017-07-31	2018-08-03
HUAJIN FUTURES (INTERNATIONAL) LIMITED	RO	Dealing in futures contracts	2016-08-26	2017-07-09
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	RO	Dealing in securities	2016-08-26	2017-07-09
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	Dealing in futures contracts	2016-07-05	2016-08-26
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2016-07-05	2016-08-26
HK NOBLE SKY TREASURE SECURITIES LIMITED	RO	Dealing in futures contracts	2014-07-18	2016-06-16
South China Forex Limited	Rep	Leveraged foreign exchange trading	2013-02-08	2014-07-14
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-10-24	2014-07-14
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-10-24	2014-07-14
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-01-23	2012-03-19
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2007-06-13	2012-03-19